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Sec fines Brokerage Firm

mmgmercado

Sep 30, 20211 min read

The US Securities and Exchange Commission fined some brokerage firms $750,000. Failures in their cyber security policies allow sensitive data to be exposed. #SECfines #SecurityFailure #TimeToCheckYourPolicy

https://techcrunch.com/2021/09/01/sec-fines-brokerage-firms-over-email-hacks-that-exposed-client-data/

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